AICOMPASS/Govern/Control Gaps

Control Gaps

Identify missing controls, evidence, owners, approvals, and go-live blockers.

May 11 – May 17, 2025
AM
Alex Morgan Chief AI Officer
OG
12 ▲ 4 vs last 7 days
CB
4 ▲ 1 vs last 7 days
BG
27 ▲ 15% vs last 7 days
SP
9 ▲ 3 moved to sprint
EP
14 ▲ 2 vs last 7 days
AP
8 ▼ 2 vs last 7 days

Gap Register

Control, evidence, approval, and owner gaps across governed AI use cases.

Gap Use Case Control Pack Severity Owner Due Date Status Blocker
G1
Missing DPIA EvidenceGAP-2025-001
HR Screening Assistant DPIA / Privacy Critical Sarah Chen May 22 In Progress Yes
G2
Agent Permission Matrix MissingGAP-2025-002
Finance Reconciliation Agent Agent Autonomy Critical Nina Gupta May 23 Backlog Created Yes
G3
Transparency Notice Not ApprovedGAP-2025-003
Customer Support Assistant Transparency High Jane Doe May 25 Assigned Pilot
G4
Human Oversight Test MissingGAP-2025-004
Legal Drafting Copilot Human Oversight Critical Ravi Singh May 24 Evidence Pending Yes
G5
Bias Test Results OutdatedGAP-2025-005
Claims Triage Assistant Bias / Fairness High Michael Kim May 29 Assigned No
G6
Incident Playbook MissingGAP-2025-006
AI Pricing Engine Incident Response Critical Laura Müller May 21 Overdue Yes

Severity by Control Pack

Critical and high gaps by governance control area.

DPIA / Privacy
5
Agent Autonomy
4
Human Oversight
3
Transparency
2
Bias / Fairness
2

Launch Blockers

Critical issues blocking pilot or production approval.

HR Screening Assistant DPIA evidence not accepted by DPO. Production Blocked
Finance Reconciliation Agent Agent permission matrix missing for write actions. Go-Live Blocked
Legal Drafting Copilot Human oversight test evidence missing. Pilot Blocked
AI Pricing Engine Incident playbook missing and high-risk approval pending. Production Blocked

Remediation Progress

Gap remediation movement across execution and assurance.

Gaps with Backlog Generated27 items
Backlog Items in Sprint9 active
Evidence Requests Created18 requests
Evidence Submitted11 submitted
Evidence Accepted7 accepted
Approvals Pending8 pending
Exceptions Requested2 requested